LEWIS B. FREEMAN &
Manage and assist with court-appointed receiverships involving a variety
of business ventures, pyramid schemes and Ponzi schemes.
Responsibilities include: coordinating with investors and creditors;
investigating location of assets; recovery and disposition of assets;
reviewing and processing proofs of claim, and coordinating ongoing
projects with counsel(s) for receiver and with forensic accountants and
accounting projects involving tracing of money, securities transactions,
and investigating various types of management fraud. Acting as
liaison with criminal and regulatory investigators.
KENNETH J. DARAS
and accounting assistance to several Court-appointed Receivers in cases
brought by both Federal and State governmental agencies, involving a
coin telephone scam, a computer telecommunications scam, and an Internet
scam. Testified as an expert witness in several securities arbitration
matters for both plaintiffs and respondents.
SECURITIES AND EXCHANGE
Chief, Branch of Enforcement No. 3
Securities Compliance Examiner
investigations and related litigation involving violations of all
aspects of the Federal Securities laws. Staff accountant investigator
for the Branch of Enforcement, handling highly complex investigations
involving a variety of accounting and auditing issues. Conducted
compliance examinations of registered broker-dealers, investment
advisors and investment companies.